DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••••• R••• N•••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSan Diego, Cadual registrantIAPD 4184069

Feed of 09/14/2026

Also filed as Heather Rose Adamson

At current firm

0 y

since Oct 6, 2025

In the industry

26 y

since Jun 21, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Oct 6, 2025 · San Diego, Ca
M•••••• W••••• M••••••••• I••• unclassified
Apr 25, 2019 to Dec 31, 2024 · San Diego, Ca
C••••••••• F•••••••• N•••••• national BD
Oct 3, 2018 to Oct 6, 2025 · Coronado, Ca
O••••••••• S••••••••• I••• BD affiliated
Jan 24, 2008 to Oct 10, 2018 · Indianapolis, In
U••• B•••••• A•••••••• L•• BD affiliated
Jul 1, 2005 to Mar 29, 2007 · Spring Valley, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to M•••••• W••••• M••••••••• I•••
left Oct 6, 2025, registered Apr 25, 2019 (-2356 days) · Other · moved with a team
M•••••• W••••• M••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 31, 2024, registered Oct 6, 2025 (279 days) · Other · moved with a team
O••••••••• S••••••••• I••• to C••••••••• F•••••••• N••••••
left Oct 10, 2018, registered Oct 3, 2018 (-7 days) · Affiliated broker-dealer or bank to another
U••• B•••••• A•••••••• L•• to O••••••••• S••••••••• I•••
left Mar 29, 2007, registered Jan 24, 2008 (301 days) · Other

Signals

H•••••• R••• N••••••• left C••••••••• F•••••••• N•••••• for M•••••• W••••• M••••••••• I••• (registered 2019-04-25)
Oct 6, 2025 · Advisor changed firm · fact
H•••••• R••• N••••••• left M•••••• W••••• M••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-06)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address