DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael D Relyea

Schwab Wealth Advisory, Inc.no RAUMChicago, Ildual registrantIAPD 4195707

Feed of 09/14/2026

Also filed as Michael D. Relyea

At current firm

1 y

since Sep 17, 2025

In the industry

25 y

since May 31, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Schwab Wealth Advisory, Inc. no RAUM current
since Sep 17, 2025 · Chicago, Il
Esi Financial Advisors independent RIA
Jan 26, 2022 to Aug 8, 2025 · Chicago, Il
Allstate Financial Advisors, LLC BD affiliated
Oct 18, 2016 to Jan 19, 2022 · Northbrook, Il
Sei Investments Management Corp mixed wealth
Jan 5, 2015 to Oct 6, 2016 · Oaks, Pa
Fifth Third Securities, Inc. BD affiliated
Jul 23, 2009 to Dec 15, 2009 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Esi Financial Advisors to Schwab Wealth Advisory, Inc.
left Aug 8, 2025, registered Sep 17, 2025 (40 days) · Other
Allstate Financial Advisors, LLC to Esi Financial Advisors
left Jan 19, 2022, registered Jan 26, 2022 (7 days) · Affiliated broker-dealer or bank to another
Sei Investments Management Corp to Allstate Financial Advisors, LLC
left Oct 6, 2016, registered Oct 18, 2016 (12 days) · Other
Fifth Third Securities, Inc. to Sei Investments Management Corp
left Dec 15, 2009, registered Jan 5, 2015 (1847 days) · Other

Signals

Michael D Relyea left Esi Financial Advisors for Schwab Wealth Advisory, Inc. (registered 2025-09-17)
Aug 8, 2025 · Advisor changed firm · fact
Michael D Relyea left Allstate Financial Advisors, Llc for Esi Financial Advisors (registered 2022-01-26)
Jan 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address