RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• E• C••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 26, 2023 · Indianapolis, In
- W•••••••• W••••• M••••••••• L•• formerMay 27, 2015 to Dec 31, 2021 · Indianapolis, In
- S••••• W••••• A•••••••• I••• no RAUMJan 2, 2013 to Jun 5, 2015 · Indianapolis, In
- F•••••••• E••••••••• G•••• independent RIAFeb 8, 2012 to Dec 12, 2012 · Anderson, In
- W•••• E••••• G••••• I••• BD affiliatedAug 16, 2007 to Dec 3, 2012 · Anderson, In
- C•••••• S••••• • C••• I••• national BDDec 8, 2006 to Jul 30, 2007 · Fishers (Indianapolis), In
- W•••••••• W••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Dec 31, 2021, registered Dec 26, 2023 (725 days) · Other
- S••••• W••••• A•••••••• I••• to W•••••••• W••••• M••••••••• L••left Jun 5, 2015, registered May 27, 2015 (-9 days) · Other
- F•••••••• E••••••••• G•••• to S••••• W••••• A•••••••• I•••left Dec 12, 2012, registered Jan 2, 2013 (21 days) · Other
- W•••• E••••• G••••• I••• to F•••••••• E••••••••• G••••left Dec 3, 2012, registered Feb 8, 2012 (-299 days) · Other
- C•••••• S••••• • C••• I••• to W•••• E••••• G••••• I•••left Jul 30, 2007, registered Aug 16, 2007 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address