DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Tara Lynn Jakubik
At current firm
2 y
since Oct 10, 2023
In the industry
22 y
since Jun 29, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Oct 10, 2023 · Morristown, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 17, 2015 to Sep 28, 2023 · Summit, Nj
- Morgan Stanley wirehouseMay 15, 2013 to Sep 15, 2015 · Short Hills, Nj
- Feldstein, Steven Dba Steven Feldstein & Associates independent RIAJan 21, 2013 to May 7, 2013 · Basking Ridge, Nj
- Gitterman Wealth Management, LLC formerMay 14, 2010 to Sep 26, 2012 · Edison, Nj
- Triad Advisors, LLC formerMay 5, 2010 to May 5, 2010 · Edison, Nj
- Voya Financial Partners, LLC formerJun 30, 2004 to May 5, 2010 · Woodbridge, Nj
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Sep 28, 2023, registered Oct 10, 2023 (12 days) · Wirehouse to wirehouse · moved with a team
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 15, 2015, registered Sep 17, 2015 (2 days) · Wirehouse to wirehouse · moved with a team
- Feldstein, Steven Dba Steven Feldstein & Associates to Morgan Stanleyleft May 7, 2013, registered May 15, 2013 (8 days) · Other
- Gitterman Wealth Management, LLC to Feldstein, Steven Dba Steven Feldstein & Associatesleft Sep 26, 2012, registered Jan 21, 2013 (117 days) · Other
- Triad Advisors, LLC to Gitterman Wealth Management, LLCleft May 5, 2010, registered May 14, 2010 (9 days) · Other
- Voya Financial Partners, LLC to Triad Advisors, LLCleft May 5, 2010, registered May 5, 2010 (0 days) · Other
Signals
- Tara L Jakubik left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2023-10-10)Sep 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address