RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• T••••••
- L•••••••• A•••••••• L•• independent RIA currentsince Jan 9, 2023 · Glenview, Il
- B••••••• P•••••• W••••• L•• state registeredJul 29, 2020 to Apr 10, 2023 · Glenview, Il
- J••• M••••• S••••••••• L•• wirehouseJul 6, 2017 to Jul 27, 2020 · Niles, Il
- M••••• S•••••• wirehouseSep 1, 2015 to Jun 27, 2017 · Deerfield, Il
- B••••••• P•••••• W••••• L•• to L•••••••• A•••••••• L••left Apr 10, 2023, registered Jan 9, 2023 (-91 days) · Other
- J••• M••••• S••••••••• L•• to B••••••• P•••••• W••••• L••left Jul 27, 2020, registered Jul 29, 2020 (2 days) · Wirehouse to a state-registered adviser
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jun 27, 2017, registered Jul 6, 2017 (9 days) · Wirehouse to wirehouse
- P••••• T•••••• left B••••••• P•••••• W••••• L•• for L•••••••• A•••••••• L•• (registered 2023-01-09)Apr 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address