RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• A•••• W••••
- G••••••• W••••• M••••••••• BD affiliated currentsince Dec 16, 2025 · Arden Hills, Mn
- T•• S•••••••• F•••••••• A••••••• BD affiliatedAug 13, 2015 to Dec 31, 2025 · Atlanta, Ga
- G••••••• A•••••••• L•• independent RIAJun 30, 2014 to Aug 12, 2015 · Seneca, Sc
- T•• S•••••••• F•••••••• A••••••• to G••••••• W••••• M•••••••••left Dec 31, 2025, registered Dec 16, 2025 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
- G••••••• A•••••••• L•• to T•• S•••••••• F•••••••• A•••••••left Aug 12, 2015, registered Aug 13, 2015 (1 days) · Other
- G•••••• A•••• W•••• left T•• S•••••••• F•••••••• A••••••• for G••••••• W••••• M••••••••• (registered 2025-12-16)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address