DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• A•••••• F•••••••••

L•• E••••••••• L••BD affiliatedTampa, Fldual registrantIAPD 4201809

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Oct 30, 2025

In the industry

23 y

since Mar 11, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Oct 30, 2025 · Tampa, Fl
P••••••••• C•••••• A••••••• independent RIA
Apr 5, 2024 to Jan 2, 2025 · Bradenton, Fl
S••••••••• F•••••••• P••••••• state registered
May 24, 2022 to Sep 28, 2023 · Tampa, Fl
S••••••• I••••••••• S•••••••• I••• former
Aug 21, 2012 to Apr 6, 2016 · Tampa, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 16, 2008 to Aug 21, 2012 · Tampa, Fl
U••• F•••••••• P••••••• S••••••• former
Sep 15, 2004 to Sep 11, 2006 · San Antonio, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Mar 11, 2003 to Aug 31, 2004 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

P••••••••• C•••••• A••••••• to L•• E••••••••• L••
left Jan 2, 2025, registered Oct 30, 2025 (301 days) · RIA to affiliated broker-dealer or bank
S••••••••• F•••••••• P••••••• to P••••••••• C•••••• A•••••••
left Sep 28, 2023, registered Apr 5, 2024 (190 days) · Other
S••••••• I••••••••• S•••••••• I••• to S••••••••• F•••••••• P•••••••
left Apr 6, 2016, registered May 24, 2022 (2239 days) · Other
C•••••••• G••••• M•••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Aug 21, 2012, registered Aug 21, 2012 (0 days) · Other
U••• F•••••••• P••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left Sep 11, 2006, registered Oct 16, 2008 (766 days) · Other
V•••• F•••••••• A•••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Aug 31, 2004, registered Sep 15, 2004 (15 days) · Other

Signals

P••• A•••••• F••••••••• left P••••••••• C•••••• A••••••• for L•• E••••••••• L•• (registered 2025-10-30)
Jan 2, 2025 · Advisor changed firm · fact
P••• A•••••• F••••••••• left S••••••••• F•••••••• P••••••• for P••••••••• C•••••• A••••••• (registered 2024-04-05)
Sep 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address