RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• N••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 19, 2026 · Richmond, Va
- W•••• F•••• A••••••• wirehouse currentsince Feb 10, 2026 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedNov 4, 2024 to Jan 29, 2026 · Fort Mill, Sc
- C•••••• S••••• • C••• I••• national BDJul 10, 2024 to Sep 17, 2024 · Glen Allen, Va
- P•••••••• A•••• M••••••••• otherAug 14, 2019 to Mar 2, 2023 · Glen Allen, Va
- M••••• S•••••• wirehouseApr 27, 2019 to Jul 22, 2019 · Richmond, Va
- P••• I••••••••• L•• asset managerNov 1, 2004 to Oct 13, 2005 · Glen Allen, Va
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Jan 29, 2026, registered Feb 10, 2026 (12 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••• S••••• • C••• I••• to L•• F•••••••• L••left Sep 17, 2024, registered Nov 4, 2024 (48 days) · Affiliated broker-dealer or bank to another
- P•••••••• A•••• M••••••••• to C•••••• S••••• • C••• I•••left Mar 2, 2023, registered Jul 10, 2024 (496 days) · Other
- M••••• S•••••• to P•••••••• A•••• M•••••••••left Jul 22, 2019, registered Aug 14, 2019 (23 days) · Other
- P••• I••••••••• L•• to M••••• S••••••left Oct 13, 2005, registered Apr 27, 2019 (4944 days) · Other
- R••••• N•••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2026-02-10)Jan 29, 2026 · Advisor changed firm · fact
- R••••• N•••• left C•••••• S••••• • C••• I••• for L•• F•••••••• L•• (registered 2024-11-04)Sep 17, 2024 · Advisor changed firm · fact
- R••••• N•••• left P•••••••• A•••• M••••••••• for C•••••• S••••• • C••• I••• (registered 2024-07-10)Mar 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address