RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• T••••• A•••
- C•••••• C••••• G••••• I••• no RAUM currentsince Aug 12, 2016 · Los Angeles, Ca
- B•••••••• I••••••••• M••••••••• L•• asset managerFeb 19, 2016 to Jul 26, 2016 · Princeton, Nj
- B•••••••• F•••••••• M••••••••• I•• otherMay 17, 2006 to Feb 24, 2016 · Wilmington, De
- B•••••••• C•••••• M••••••••• I••• asset managerOct 11, 2004 to May 17, 2006 · Wilmington, De
- B•••••••• I••••••••• M••••••••• L•• to C•••••• C••••• G••••• I•••left Jul 26, 2016, registered Aug 12, 2016 (17 days) · Other
- B•••••••• F•••••••• M••••••••• I•• to B•••••••• I••••••••• M••••••••• L••left Feb 24, 2016, registered Feb 19, 2016 (-5 days) · channel change inside one enterprise, not a move
- B•••••••• C•••••• M••••••••• I••• to B•••••••• F•••••••• M••••••••• I••left May 17, 2006, registered May 17, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address