S•••• V••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Dec 11, 2012 · Boardman, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  Oct 13, 2010 to Dec 7, 2012 · Canton, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Oct 4, 2007 to Oct 4, 2010 · Youngstown, Oh
• C•••• I••••••••• S••••••• C•••• former
  Aug 16, 2006 to Sep 17, 2007 · Poland, Oh
• B•••••• W••• • C••• I••• unclassified
  Apr 18, 2005 to Mar 17, 2006 · Youngstown, Oh
• L•• F•••••••• L•• BD affiliated
  Jan 8, 2002 to Apr 5, 2005 · Boardman, Oh

• K•• I••••••••• S••••••• L•• to J••• M••••• S••••••••• L••
  left Dec 7, 2012, registered Dec 11, 2012 (4 days) · Other
• H••••••••• F•••••••• A••••••• to K•• I••••••••• S••••••• L••
  left Oct 4, 2010, registered Oct 13, 2010 (9 days) · Other
• C•••• I••••••••• S••••••• C•••• to H••••••••• F•••••••• A•••••••
  left Sep 17, 2007, registered Oct 4, 2007 (17 days) · Other
• B•••••• W••• • C••• I••• to C•••• I••••••••• S••••••• C••••
  left Mar 17, 2006, registered Aug 16, 2006 (152 days) · Other
• L•• F•••••••• L•• to B•••••• W••• • C••• I•••
  left Apr 5, 2005, registered Apr 18, 2005 (13 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address