DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Clark Cannon Pingree

LPL Financial LLCBD affiliatedSan Francisco, Cadual registrantIAPD 4216146

Feed of 09/14/2026

Also filed as Clark C Pingree

At current firm

0 y

since Mar 4, 2026

In the industry

26 y

since Jul 21, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Mar 4, 2026 · San Francisco, Ca
Hsbc Securities (USA) Inc. BD affiliated
May 1, 2024 to Dec 18, 2025 · Seattle, Wa
J.P. Morgan Securities LLC wirehouse
Sep 6, 2023 to Apr 23, 2024 · San Francisco, Ca
J.P. Morgan Private Wealth Advisors LLC former
Oct 28, 2022 to Apr 24, 2024 · San Francisco, Ca
Wells Fargo Advisors wirehouse
May 11, 2010 to Oct 11, 2022 · Walnut Creek, Ca
Wells Fargo Investments, LLC unclassified
Aug 24, 2004 to Apr 6, 2010 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

Hsbc Securities (USA) Inc. to LPL Financial LLC
left Dec 18, 2025, registered Mar 4, 2026 (76 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Private Wealth Advisors LLC to J.P. Morgan Securities LLC
left Apr 24, 2024, registered Sep 6, 2023 (-231 days) · corporate re-registration, not a move
J.P. Morgan Securities LLC to Hsbc Securities (USA) Inc.
left Apr 23, 2024, registered May 1, 2024 (8 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to J.P. Morgan Private Wealth Advisors LLC
left Oct 11, 2022, registered Oct 28, 2022 (17 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Apr 6, 2010, registered May 11, 2010 (35 days) · Other

Signals

Clark Cannon Pingree left Hsbc Securities (Usa) Inc. for Lpl Financial Llc (registered 2026-03-04)
Dec 18, 2025 · Advisor changed firm · fact
Clark Cannon Pingree left J.P. Morgan Securities Llc for Hsbc Securities (Usa) Inc. (registered 2024-05-01)
Apr 23, 2024 · Advisor changed firm · fact
Clark Cannon Pingree left Wells Fargo Advisors for J.P. Morgan Private Wealth Advisors Llc (registered 2022-10-28)
Oct 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address