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RIA Intelligence

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Registered advisor

S•••••••• M•••••••

P•• W••••• M•••••••••BD affiliatedBridgewater, Nj dual registrantIAPD 4216474

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Jul 3, 2025

In the industry

21 y

since Aug 6, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Jul 3, 2025 · Boston, Ma
C••••••••• F•••••••• N•••••• national BD
Feb 23, 2022 to Jun 12, 2025 · Lowell, Ma
C••••••• S••••••••• I••• BD affiliated
Jul 9, 2019 to Feb 14, 2022 · Belmont, Ma
C•••••• S••••• • C••• I••• national BD
Aug 3, 2016 to Jul 26, 2019 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 5, 2009 to Jul 22, 2016 · Burlington, Ma
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 7, 2008 to Oct 23, 2009 · Cambridge, Ma
S•••••••• A••••••• L•• national BD
Aug 8, 2005 to Feb 4, 2008 · Braintree, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to P•• W••••• M•••••••••
left Jun 12, 2025, registered Jul 3, 2025 (21 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to C••••••••• F•••••••• N••••••
left Feb 14, 2022, registered Feb 23, 2022 (9 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to C••••••• S••••••••• I•••
left Jul 26, 2019, registered Jul 9, 2019 (-17 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Jul 22, 2016, registered Aug 3, 2016 (12 days) · Wirehouse to affiliated broker-dealer or bank
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Nov 5, 2009 (13 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Feb 4, 2008, registered Feb 7, 2008 (3 days) · Other

Signals

S•••••••• M••••••• left C••••••••• F•••••••• N•••••• for P•• W••••• M••••••••• (registered 2025-07-03)
Jun 12, 2025 · Advisor changed firm · fact
S•••••••• M••••••• left C••••••• S••••••••• I••• for C••••••••• F•••••••• N•••••• (registered 2022-02-23)
Feb 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address