RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••• H•••••••
- C••••••• institutional currentsince Nov 25, 2025 · Dallas, Tx
- M••••• S•••••• wirehouseDec 10, 2015 to Aug 23, 2017 · Plano, Tx
- U••• F•••••••• P••••••• S••••••• formerFeb 13, 2014 to Sep 17, 2015 · Addison, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 18, 2012 to Sep 5, 2013 · Dallas, Tx
- M••••• S•••••• to C•••••••left Aug 23, 2017, registered Nov 25, 2025 (3016 days) · Other
- U••• F•••••••• P••••••• S••••••• to M••••• S••••••left Sep 17, 2015, registered Dec 10, 2015 (84 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• F•••••••• P••••••• S•••••••left Sep 5, 2013, registered Feb 13, 2014 (161 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address