DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••••• R•• N•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as D••• N•••••
At current firm
14 y
since Oct 14, 2011
In the industry
26 y
since Aug 7, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Sep 8, 2016 · Kansas City, Mo
- L•••••• I••••••••• independent RIA currentsince Oct 14, 2011 · Kansas City, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 11, 2003 to Oct 27, 2011 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to L•••••• I•••••••••left Oct 27, 2011, registered Oct 14, 2011 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address