P•••• G••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 4238652

Feed of 09/14/2026

Also filed as P•••• J•••• G••••••

At current firm

2 y

since Feb 10, 2024

In the industry

25 y

since Jan 11, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Feb 10, 2024 · Greenwood Village, Co
M••••• S•••••• wirehouse
Mar 23, 2023 to Aug 14, 2023 · Portland, Or
E•••••• C•••••• M••••••••• L•• former
Oct 7, 2016 to Aug 14, 2023 · Portland, Or
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 10, 2006 to Mar 3, 2016 · Portland, Or
T• A••••••••• I••• former
Jul 10, 2006 to Mar 3, 2016 · Portland, Or
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Feb 2, 2006 to Jul 5, 2006 · Oak Brook, Il
C•••••• S••••• • C••• I••• national BD
Jun 16, 2004 to Jun 20, 2005 · Laguna Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to E•••••• A••••••• G••••• L••
left Aug 14, 2023, registered Feb 10, 2024 (180 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Aug 14, 2023, registered Mar 23, 2023 (-144 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Mar 3, 2016, registered Jul 10, 2006 (-3524 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Mar 3, 2016, registered Jul 10, 2006 (-3524 days) · Other
T• R••• P•••• A••••••• S•••••••• I••• to T• A••••••••• I•••
left Jul 5, 2006, registered Jul 10, 2006 (5 days) · Other
C•••••• S••••• • C••• I••• to T• R••• P•••• A••••••• S•••••••• I•••
left Jun 20, 2005, registered Feb 2, 2006 (227 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

••• Locked
Aug 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address