RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• P•••••• F•••
- A• W••••• M••••••••• independent RIA currentsince Mar 17, 2011 · A••••••, Ga
- A•••••• C•••••• M••••••••• L•• formerMar 25, 2014 to Aug 6, 2018 · A••••••, Ga
- A•••••• C•••••• I••••••••• L•• formerMar 25, 2014 to Mar 19, 2019 · A••••••, Ga
- F•••• C••••••• A•••• M••••••••• I•• BD affiliatedMar 11, 2009 to Jul 23, 2010 · Raleigh, Nc
- W•••• F•••• A••••••• wirehouseJun 24, 2005 to Jan 21, 2009 · A••••••, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 25, 2002 to Jun 23, 2005 · Aiken, Sc
- A•••••• C•••••• I••••••••• L•• to no registered destinationleft Mar 19, 2019 · Departure, no registered destination
- A•••••• C•••••• M••••••••• L•• to A•••••• C•••••• I••••••••• L••left Aug 6, 2018, registered Mar 25, 2014 (-1595 days) · Other
- F•••• C••••••• A•••• M••••••••• I•• to A• W••••• M•••••••••left Jul 23, 2010, registered Mar 17, 2011 (237 days) · Other
- W•••• F•••• A••••••• to F•••• C••••••• A•••• M••••••••• I••left Jan 21, 2009, registered Mar 11, 2009 (49 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Jun 23, 2005, registered Jun 24, 2005 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address