DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ap Wealth Management
Legal name Ap Wealth Management, LLC
Latest filing Jul 9, 2026
First filing on the tape Jan 3, 2012 · 24 filings
SEC status approved since Mar 28, 2016
RAUM
$340M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$329M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$67.9M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$340M as of Jul 9, 2026
Mar 21, 2017$106M then
HNW client RAUM$303M as of Jul 9, 2026
Mar 14, 2018$87.2M then
State-registered IARs (5.B.3)5 as of Jul 9, 2026
Mar 21, 20174 then
Employees (5.A)7 as of Jul 9, 2026
Mar 21, 20177 then
Private funds: no history
RAUM +15% over the last fiscal year+18% a year over threeIARs 4 to 5offices 1 to 0
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $67.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $358,180derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $105M, 150 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$303M89%
- Individuals$25.5M7.5%
- Charitable organizations$7.2M2.1%
- Pension and profit-sharing plans$3.4M1.0%
- Individual clients
- 132reported
- HNW clients
- 137reported
- Pension plan clients
- 8reported
- Charitable clients
- 6reported
- Accounts
- 948reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $105M for 150 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Patrick FairCertified Financial Planner | Augusta, Ga | Mar 17, 2011 | 25 y | 5 |
| Eugene Francis McmanusCertified Financial Planner, Personal Financial Specialist | Augusta, Ga | Apr 26, 2011 | 26 y | 2 |
| Thomas M O'Gorman | Augusta, Ga | Aug 29, 2016 | 11 y | 2 |
| Clayton Rolf QuammeCertified Financial Planner | Augusta, Ga | Apr 17, 2019 | 18 y | 2 |
| Eugene Francis McmanusCertified Financial Planner | Augusta, Ga | Feb 25, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John Parker Rhodes to Augusta Capital Management, LLCAug 6, 2018 · Other
- Rhett Nolan Sinclair to Osaic Fs, Inc.Sep 1, 2011 · Other
Joined, latest
- Clayton Rolf Quamme from Calvary Wealth, LLCApr 17, 2019 · RIA to RIA
- Thomas M O'Gorman from Augusta Capital Investors, LLCAug 29, 2016 · Other
- Eugene Francis Mcmanus from (Dba) Mcmanus & Sinclair Wealth Management, LLCApr 26, 2011 · Other
- John Parker Rhodes from (Dba) Mcmanus & Sinclair Wealth Management, LLCApr 21, 2011 · Other
- Rhett Nolan Sinclair from (Dba) Mcmanus & Sinclair Wealth Management, LLCApr 20, 2011 · Other
- William Patrick Fair from First Citizens Asset Management, IncMar 17, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick William Fair · Member, Chief Compliance Officercontrolsince 01/2011 · owns 25% to 50%
- Francis Eugene Mcmanus · Membercontrolsince 01/2011 · owns 25% to 50%
- M Thomas O'Gorman · Managing Membercontrolsince 01/2024 · owns 25% to 50%
- Rolf Clayton Quamme · Membercontrolsince 07/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Augusta, Ga · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Columbia, SC4 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Jul 9, 2026custody of client assets (Item 9.A): no on the filing of 2026-03-12, yes on the filing of 2026-07-09peers: independent wealth managers, $100M to $500M (5,676)
- account count surgeChange between filings · filing Mar 12, 2026accounts (Item 5.F.2.f) moved from 294.0 to 948.0 (+222.0%) between the annual amendments of 2025-01-16 and 2026-03-12; the peer median change was +5.0% (3687 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 100% percentile
- HNW share shiftChange between filings · filing Mar 12, 2026HNW share of RAUM moved from 74.0% to 89.0% between the annual amendments of 2025-01-16 and 2026-03-12peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Assets in custody · unset to 104776000.0Mar 12, 2026 to Jul 9, 2026
- Custody of client assets · false to trueMar 12, 2026 to Jul 9, 2026
- Accounts · 294 to 948Jan 16, 2025 to Mar 12, 2026
- Advisory employees · 4 to 5Jan 16, 2025 to Mar 12, 2026
- Charity clients · 7 to 6Jan 16, 2025 to Mar 12, 2026
- Corporate clients · 2.0 to unsetJan 16, 2025 to Mar 12, 2026
- HNW clients · 93 to 137Jan 16, 2025 to Mar 12, 2026
- Individual clients · 184 to 132Jan 16, 2025 to Mar 12, 2026
- Employees · 6 to 7Jan 16, 2025 to Mar 12, 2026
- State-registered IARs · 4 to 5Jan 16, 2025 to Mar 12, 2026
- Other offices · 1 to 0Jan 16, 2025 to Mar 12, 2026
- Discretionary RAUM · $284M to $327MJan 16, 2025 to Mar 12, 2026
- HNW RAUM · $218M to $303MJan 16, 2025 to Mar 12, 2026
- Individual RAUM · $54.6M to $25.5MJan 16, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $10.3M to $12.9MJan 16, 2025 to Mar 12, 2026
- Pension RAUM · $2.5M to $3.4MJan 16, 2025 to Mar 12, 2026
- RAUM · $294M to $340MJan 16, 2025 to Mar 12, 2026
- Accounts · 819 to 294Jan 16, 2024 to Jan 16, 2025
- Charity clients · 8 to 7Jan 16, 2024 to Jan 16, 2025
- Corporate clients · 1 to 2Jan 16, 2024 to Jan 16, 2025
- HNW clients · 76 to 93Jan 16, 2024 to Jan 16, 2025
- Individual clients · 180 to 184Jan 16, 2024 to Jan 16, 2025
- Financial planning clients · 11-25 to 11-25Jan 16, 2024 to Jan 16, 2025
- Discretionary RAUM · $230M to $284MJan 16, 2024 to Jan 16, 2025
- HNW RAUM · $167M to $218MJan 16, 2024 to Jan 16, 2025
- Individual RAUM · $52.0M to $54.6MJan 16, 2024 to Jan 16, 2025
- Non-discretionary RAUM · $6.8M to $10.3MJan 16, 2024 to Jan 16, 2025
- Pension RAUM · $1.8M to $2.5MJan 16, 2024 to Jan 16, 2025
- RAUM · $237M to $294MJan 16, 2024 to Jan 16, 2025
- Accounts · 726 to 819Mar 21, 2023 to Jan 16, 2024
- Corporate clients · 2 to 1Mar 21, 2023 to Jan 16, 2024
- HNW clients · 55 to 76Mar 21, 2023 to Jan 16, 2024
- Individual clients · 167 to 180Mar 21, 2023 to Jan 16, 2024
- Pension plan clients · 5 to 8Mar 21, 2023 to Jan 16, 2024
- Employees · 7 to 6Mar 21, 2023 to Jan 16, 2024
- Discretionary RAUM · $203M to $230MMar 21, 2023 to Jan 16, 2024
- HNW RAUM · $125M to $167MMar 21, 2023 to Jan 16, 2024
- Individual RAUM · $64.9M to $52.0MMar 21, 2023 to Jan 16, 2024
- Non-discretionary RAUM · $4.7M to $6.8MMar 21, 2023 to Jan 16, 2024
- Pension RAUM · $275,000 to $1.8MMar 21, 2023 to Jan 16, 2024
Signals
3 dated events
- Rolf Clayton Quamme (Member) appeared on Schedule A of Ap Wealth ManagementAug 18, 2021 · Control person joined · fact
- M Thomas O'Gorman (Member) appeared on Schedule A of Ap Wealth ManagementAug 18, 2021 · Control person joined · fact
- Ap Wealth Management filed its initial SEC registration (Form ADV)Mar 22, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 706-364-4281reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/apwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- APWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 706-364-4281reportedpublic record, Form ADV, Jul 9, 2026
- Contact form
- apwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- apwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026