RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Aug 29, 2024 · Atlanta, Ga
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIANov 15, 2021 to Jul 24, 2024 · Greensboro, Ga
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedJun 28, 2019 to Nov 4, 2021 · Columbus, Oh
- S•••••• M•••• M••••••••• L•• independent RIAMar 25, 2011 to Aug 16, 2018 · Watkinsville, Ga
- M••••• O• O•••• I••••••• S•••••••• I••• to O•••••••••left Jul 24, 2024, registered Aug 29, 2024 (36 days) · Other
- N••••••••• I••••••••• A•••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Nov 4, 2021, registered Nov 15, 2021 (11 days) · Other
- S•••••• M•••• M••••••••• L•• to N••••••••• I••••••••• A•••••••• L••left Aug 16, 2018, registered Jun 28, 2019 (316 days) · Other
- J•• R••••• H••••• left M••••• O• O•••• I••••••• S•••••••• I••• for Onedigital (registered 2024-08-29)Jul 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address