DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• J•••• N•••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 4253993

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as G••••• J•••• N•••••

At current firm

0 y

since Feb 10, 2026

In the industry

25 y

since Oct 5, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Feb 10, 2026 · Ponte Vedra, Fl
F•••• independent RIA
May 29, 2025 to Oct 10, 2025 · Ponte Vedra, Fl
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to May 28, 2025 · Ponte Vedra, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
May 15, 2019 to Mar 31, 2025 · Jacksonville, Fl
U••• F•••••••• P••••••• S••••••• former
Nov 29, 2010 to Sep 1, 2017 · Tampa, Fl
F•••• A••••• S••••••••• I••• former
Dec 1, 2008 to Nov 3, 2010 · Cary, Nc
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Apr 10, 2007 to Dec 5, 2008 · Cary, Nc
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 5, 2000 to Sep 16, 2002 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

F•••• to E•••••• A••••••• G••••• L••
left Oct 10, 2025, registered Feb 10, 2026 (123 days) · RIA to affiliated broker-dealer or bank
S•••••••• A••••••• L•• to F••••
left May 28, 2025, registered May 29, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 1, 2017, registered May 15, 2019 (621 days) · Other
F•••• A••••• S••••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Nov 3, 2010, registered Nov 29, 2010 (26 days) · Other
T••••••••• F•••••••• A•••••••• L•• to F•••• A••••• S••••••••• I•••
left Dec 5, 2008, registered Dec 1, 2008 (-4 days) · Other
A••••••••• F•••••••• S•••••••• L•• to T••••••••• F•••••••• A•••••••• L••
left Sep 16, 2002, registered Apr 10, 2007 (1667 days) · Other

Signals

G••••• J•••• N••••• left Facet for E•••••• A••••••• G••••• L•• (registered 2026-02-10)
Oct 10, 2025 · Advisor changed firm · fact
G••••• J•••• N••••• left S•••••••• A••••••• L•• for Facet (registered 2025-05-29)
May 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address