DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Laura L. Wamre
Certified Financial Planner
Feed of 09/14/2026
Also filed as Laura Lynn Thelen
At current firm
2 y
since Dec 7, 2023
In the industry
25 y
since Feb 19, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Dec 7, 2023 · Albuquerque, Nm
- Mutual Advisors, LLC BD affiliatedApr 25, 2018 to Dec 7, 2023 · Albuquerque, Nm
- Cloak Advisors state registeredFeb 8, 2017 to Jul 11, 2018 · Albuquerque, Nm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 3, 2013 to Jul 18, 2016 · Albuquerque, Nm
- Morgan Stanley wirehouseJun 1, 2009 to Jul 23, 2013 · Orland Park, Il
- Citigroup Global Markets Inc. BD affiliatedMar 13, 2007 to Jun 1, 2009 · Orland Park, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 22, 2001 to May 19, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Mutual Advisors, LLC to Commonwealth Financial Networkleft Dec 7, 2023, registered Dec 7, 2023 (0 days) · Affiliated broker-dealer or bank to another
- Cloak Advisors to Mutual Advisors, LLCleft Jul 11, 2018, registered Apr 25, 2018 (-77 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cloak Advisorsleft Jul 18, 2016, registered Feb 8, 2017 (205 days) · Wirehouse to a state-registered adviser
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 23, 2013, registered Jul 3, 2013 (-20 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left May 19, 2006, registered Mar 13, 2007 (298 days) · Other
Signals
- Laura L. Wamre left Mutual Advisors, Llc for Commonwealth Financial Network (registered 2023-12-07)Dec 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address