DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Farup Hoffman
Certified Financial Planner
Feed of 09/14/2026
Also filed as Bill Hoffman
At current firm
7 y
since Nov 1, 2018
In the industry
29 y
since Jun 1, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Nov 1, 2018 · Oakbrook Terrace, Il
- Edelman Financial Services, LLC formerMay 30, 2013 to Nov 1, 2018 · Oak Brook, Il
- Usaa Financial Planning Services formerJul 27, 2011 to May 10, 2013 · Chicago, Il
- Ehlert Financial Group, Inc. unclassifiedFeb 12, 2009 to May 25, 2011 · Lincolnshire, Il
- Waterloo Capital independent RIAMay 3, 2007 to Nov 12, 2008 · Austin, Tx
- Lowenberg Wealth Management Group, LLC unclassifiedMay 8, 2003 to Jul 28, 2006 · Austin, Tx
- Eagle Strategies LLC BD affiliatedJul 26, 2001 to Dec 9, 2006 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Services, LLC to Edelman Financial Enginesleft Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- Usaa Financial Planning Services to Edelman Financial Services, LLCleft May 10, 2013, registered May 30, 2013 (20 days) · Other
- Ehlert Financial Group, Inc. to Usaa Financial Planning Servicesleft May 25, 2011, registered Jul 27, 2011 (63 days) · Other
- Waterloo Capital to Ehlert Financial Group, Inc.left Nov 12, 2008, registered Feb 12, 2009 (92 days) · Other
- Eagle Strategies LLC to Lowenberg Wealth Management Group, LLCleft Dec 9, 2006, registered May 8, 2003 (-1311 days) · Other
- Lowenberg Wealth Management Group, LLC to Waterloo Capitalleft Jul 28, 2006, registered May 3, 2007 (279 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address