DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• E• D••••••••

F••••• I•••••••••independent RIAPlano, Tx IA-onlyIAPD 4264760

Feed of 09/14/2026

Also filed as Travis Edward Dougherty

At current firm

1 y

since Jan 18, 2025

In the industry

20 y

since Feb 24, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Jan 18, 2025 · Camas, Wa
O••••••••• S••••••••• I••• BD affiliated
May 3, 2023 to Dec 31, 2024 · Portland, Or
M•• I•••••••• S•••••••• L•• BD affiliated
Sep 2, 2022 to Apr 10, 2023 · Lake Oswego, Or
O•••• F•• I••• former
May 19, 2015 to Jul 11, 2022 · Portland, Or
E••••• J•••• national BD
May 31, 2012 to Feb 19, 2013 · St Louis, Mo
L•••••• F•••••••• D••••••••• I••• unclassified
Aug 5, 2008 to Feb 25, 2011 · Princetown, Nj
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 27, 2006 to Jul 15, 2008 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

O••••••••• S••••••••• I••• to F••••• I•••••••••
left Dec 31, 2024, registered Jan 18, 2025 (18 days) · Affiliated broker-dealer or bank to independent RIA
M•• I•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••
left Apr 10, 2023, registered May 3, 2023 (23 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to M•• I•••••••• S•••••••• L••
left Jul 11, 2022, registered Sep 2, 2022 (53 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to O•••• F•• I•••
left Feb 19, 2013, registered May 19, 2015 (819 days) · Other
L•••••• F•••••••• D••••••••• I••• to E••••• J••••
left Feb 25, 2011, registered May 31, 2012 (461 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to L•••••• F•••••••• D••••••••• I•••
left Jul 15, 2008, registered Aug 5, 2008 (21 days) · Other

Signals

T••••• E• D•••••••• left O••••••••• S••••••••• I••• for F••••• I••••••••• (registered 2025-01-18)
Dec 31, 2024 · Advisor changed firm · fact
T••••• E• D•••••••• left M•• I•••••••• S•••••••• L•• for O••••••••• S••••••••• I••• (registered 2023-05-03)
Apr 10, 2023 · Advisor changed firm · fact
T••••• E• D•••••••• left O•••• F•• I••• for M•• I•••••••• S•••••••• L•• (registered 2022-09-02)
Jul 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address