RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Aug 27, 2025 · Aventura, Fl
- E•••• S••••••••• L•• BD affiliatedNov 30, 2022 to Oct 25, 2024 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseSep 18, 2020 to Aug 3, 2021 · Weehawken, Nj
- F••••••• A•••••••• I••• state registeredFeb 10, 2017 to Sep 19, 2018 · Greenwich, Ct
- S•••• A••••• W••••• M••••••••• L•• unclassifiedAug 5, 2015 to Dec 31, 2015 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Aug 6, 2013 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerSep 1, 2011 to Oct 1, 2012 · Forest Hills, Ny
- E•••• S••••••••• L•• to M••••• S••••••left Oct 25, 2024, registered Aug 27, 2025 (306 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to E•••• S••••••••• L••left Aug 3, 2021, registered Nov 30, 2022 (484 days) · Wirehouse to affiliated broker-dealer or bank
- F••••••• A•••••••• I••• to U•• F•••••••• S••••••• I•••left Sep 19, 2018, registered Sep 18, 2020 (730 days) · Other
- S•••• A••••• W••••• M••••••••• L•• to F••••••• A•••••••• I•••left Dec 31, 2015, registered Feb 10, 2017 (407 days) · Other
- J••• M••••• S••••••••• L•• to S•••• A••••• W••••• M••••••••• L••left Aug 6, 2013, registered Aug 5, 2015 (729 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••• M•••• G•••• left E•••• S••••••••• L•• for M••••• S•••••• (registered 2025-08-27)Oct 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address