RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• B••••
- W•••• F•••• A••••••• wirehouse currentsince Oct 14, 2024 · The Woodlands, Tx
- W•••• F•••• A••••••• wirehouseMay 30, 2024 to Sep 16, 2024 · Houston, Tx
- R••••••• A•••• M••••••••• L•• formerJun 6, 2011 to Dec 2, 2014 · Canonsburg, Pa
- C•••••• A••••••• L•• asset managerJan 19, 2006 to Apr 4, 2006 · Naperville, Il
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 16, 2024, registered Oct 14, 2024 (28 days) · channel change inside one enterprise, not a move
- R••••••• A•••• M••••••••• L•• to W•••• F•••• A•••••••left Dec 2, 2014, registered May 30, 2024 (3467 days) · Other
- C•••••• A••••••• L•• to R••••••• A•••• M••••••••• L••left Apr 4, 2006, registered Jun 6, 2011 (1889 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address