DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aries Wealth Management, LLC
Latest filing Mar 19, 2026
First filing on the tape Mar 27, 2015 · 30 filings
SEC status approved since Apr 17, 2015
RAUM
$659M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$567M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$165M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$659M as of Mar 19, 2026
Feb 23, 2016$167M then
HNW client RAUM$558M as of Mar 19, 2026
Mar 6, 2018$166M then
State-registered IARs (5.B.3)4 as of Mar 19, 2026
Feb 23, 20160 then
Employees (5.A)6 as of Mar 19, 2026
Feb 23, 20163 then
Private funds: no history
RAUM +24% over the last fiscal year+22% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $165MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -19%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $105M, 61 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$558M85%
- Corporations and businesses$68.1M10%
- Charitable organizations$20.7M3.1%
- Individuals$8.9M1.3%
- Pension and profit-sharing plans$2.4M0.4%
- Individual clients
- 31reported
- HNW clients
- 133reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 497reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $105M for 61 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Gregory Viola | Portland, Me | Apr 17, 2015 | 17 y | 1 |
| Timothy Wurts Woodhouse | Portland, Me | Mar 6, 2019 | 16 y | 1 |
| Micah Davis-JohnsonChartered Financial Analyst | Portland, Me | Mar 5, 2021 | 11 y | 1 |
| Victoria Louise Morin | Portland, Me | Nov 20, 2023 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Matthew Edward Dahlgren Daigneault to Dirigo Financial LLCApr 18, 2025 · RIA to a state-registered adviser
- Lisa Susan Demers to UBS Financial Services Inc.Sep 28, 2017 · Other
Joined, latest
- Matthew Edward Dahlgren Daigneault from Marble Trail AdvisorsNov 1, 2022 · RIA to RIA
- Micah Davis-Johnson from Vigilant Wealth ManagementMar 5, 2021 · RIA to RIA
- Timothy Wurts Woodhouse from Cribstone Capital Management, LLCMar 6, 2019 · RIA to RIA
- Lisa Susan Demers from UBS Financial Services Inc.Aug 14, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Jason Gregory Viola from UBS Financial Services Inc.Apr 17, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gregory Jason Viola · Managing Member & Chief Compliance Officercontrolsince 04/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Me · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Apr 30, 2025 to Mar 19, 2026
- Accounts · 593 to 497Apr 30, 2025 to Mar 19, 2026
- HNW clients · 157 to 133Apr 30, 2025 to Mar 19, 2026
- Individual clients · 46 to 31Apr 30, 2025 to Mar 19, 2026
- Assets in custody · $64.4M to $105MApr 30, 2025 to Mar 19, 2026
- State-registered IARs · 5 to 4Apr 30, 2025 to Mar 19, 2026
- Discretionary RAUM · $530M to $659MApr 30, 2025 to Mar 19, 2026
- HNW RAUM · $446M to $558MApr 30, 2025 to Mar 19, 2026
- Individual RAUM · $11.8M to $8.9MApr 30, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $750,934 to $0Apr 30, 2025 to Mar 19, 2026
- Pension RAUM · $1.6M to $2.4MApr 30, 2025 to Mar 19, 2026
- RAUM · $531M to $659MApr 30, 2025 to Mar 19, 2026
- Accounts · 557 to 593Mar 7, 2024 to Apr 30, 2025
- Advisory activities · 3 to 4Mar 7, 2024 to Apr 30, 2025
- HNW clients · 154 to 157Mar 7, 2024 to Apr 30, 2025
- Individual clients · 36 to 46Mar 7, 2024 to Apr 30, 2025
- Assets in custody · $66.9M to $64.4MMar 7, 2024 to Apr 30, 2025
- Employees · 5 to 6Mar 7, 2024 to Apr 30, 2025
- Financial planning clients · 0 to 0Mar 7, 2024 to Apr 30, 2025
- State-registered IARs · 4 to 5Mar 7, 2024 to Apr 30, 2025
- Discretionary RAUM · $422M to $530MMar 7, 2024 to Apr 30, 2025
- HNW RAUM · $399M to $446MMar 7, 2024 to Apr 30, 2025
- Individual RAUM · $8.2M to $11.8MMar 7, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $4.2M to $750,934Mar 7, 2024 to Apr 30, 2025
- Pension RAUM · $1.8M to $1.6MMar 7, 2024 to Apr 30, 2025
- RAUM · $426M to $531MMar 7, 2024 to Apr 30, 2025
- Accounts · 486 to 557Sep 26, 2023 to Mar 6, 2024
- HNW clients · 114 to 154Sep 26, 2023 to Mar 6, 2024
- Individual clients · 88 to 36Sep 26, 2023 to Mar 6, 2024
- Assets in custody · $74.7M to $66.9MSep 26, 2023 to Mar 6, 2024
- Discretionary RAUM · $361M to $422MSep 26, 2023 to Mar 6, 2024
- HNW RAUM · $323M to $399MSep 26, 2023 to Mar 6, 2024
- Individual RAUM · $26.1M to $8.2MSep 26, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $0 to $4.2MSep 26, 2023 to Mar 6, 2024
- Pension RAUM · $602,116 to $1.8MSep 26, 2023 to Mar 6, 2024
- RAUM · $361M to $426MSep 26, 2023 to Mar 6, 2024
- Discretionary RAUM · $351M to $361MMar 28, 2023 to Apr 11, 2023
- Non-discretionary RAUM · $10.9M to $0Mar 28, 2023 to Apr 11, 2023
- Accounts · 335 to 486Oct 31, 2022 to Feb 6, 2023
- Advisory activities · 2 to 3Oct 31, 2022 to Feb 6, 2023
Signals
3 dated events
- Matthew Edward Dahlgren Daigneault left Aries Wealth Management, Llc for Dirigo Financial Llc (registered 2025-04-14)Apr 18, 2025 · Advisor changed firm · fact
- Virginia Laurie Latham (Partner And Investment Adviser Representative) no longer on Schedule A of Aries Wealth Management, Llc (listed 2022-02-10, absent 2022-10-31)Oct 31, 2022 · Control person left · inference
- Aries Wealth Management filed its initial SEC registration (Form ADV)Mar 27, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@arieswealthllc.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- mdj@arieswealthllc.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 207-536-0530reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/arieswealthllcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ARIESWEALTHLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 207-536-0530reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- arieswealthllc.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $165Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026