RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• A• B••••••
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2022 · New Baltimore, Mi
- C••• B•••••••• S•••••••• I••• formerDec 26, 2018 to May 18, 2022 · Southgate, Mi
- A•••• A••••••••• S••••••••• L•• independent RIAAug 19, 2014 to Dec 14, 2018 · Farmington, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Jun 30, 2014 · Bloomfield Hills, Mi
- V••• F•••••••• P•••••••• L•• formerMar 4, 2005 to Jan 3, 2011 · Columbus, Oh
- S••••••••• independent RIAFeb 17, 2004 to Aug 12, 2004 · Troy, Mi
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- A•••• A••••••••• S••••••••• L•• to C••• B•••••••• S•••••••• I•••left Dec 14, 2018, registered Dec 26, 2018 (12 days) · RIA to RIA
- V••• F•••••••• A•••••••• I••• to A•••• A••••••••• S••••••••• L••left Jun 30, 2014, registered Aug 19, 2014 (50 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- S••••••••• to V••• F•••••••• P•••••••• L••left Aug 12, 2004, registered Mar 4, 2005 (204 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address