DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Hien Tran

Allstate Financial Advisors, LLCBD affiliatedSan Jose , Cadual registrantIAPD 4281174

Feed of 09/14/2026

Also filed as Hien Tran

At current firm

0 y

since Aug 31, 2026

In the industry

22 y

since Aug 30, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allstate Financial Advisors, LLC BD affiliated current
since Aug 31, 2026 · San Jose , Ca
LPL Financial LLC BD affiliated
Jul 21, 2026 to Aug 13, 2026 · San Jose, Ca
Wells Fargo Advisors wirehouse
Dec 12, 2022 to Nov 21, 2025 · San Jose, Ca
Charles Schwab & Co., Inc. national BD
Jun 6, 2022 to Dec 20, 2022 · Campbell, Ca
Td Ameritrade Investment Management, LLC former
Feb 22, 2022 to Dec 20, 2022 · Campbell, Ca
Td Ameritrade, Inc. former
Feb 22, 2022 to Oct 14, 2022 · Campbell, Ca
Citigroup Global Markets Inc. BD affiliated
Jul 10, 2019 to Feb 28, 2022 · San Francisco, Ca
Wells Fargo Advisors wirehouse
Apr 19, 2013 to Jul 9, 2019 · San Jose, Ca
Morgan Stanley wirehouse
Jan 14, 2013 to Apr 12, 2013 · San Francisco, Ca
Morgan Stanley wirehouse
Feb 11, 2011 to Feb 3, 2012 · Los Gatos, Ca

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Allstate Financial Advisors, LLC
left Aug 13, 2026, registered Aug 31, 2026 (18 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to LPL Financial LLC
left Nov 21, 2025, registered Jul 21, 2026 (242 days) · Wirehouse to affiliated broker-dealer or bank
Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.
left Dec 20, 2022, registered Jun 6, 2022 (-197 days) · corporate re-registration, not a move
Charles Schwab & Co., Inc. to Wells Fargo Advisors
left Dec 20, 2022, registered Dec 12, 2022 (-8 days) · Affiliated broker-dealer or bank to wirehouse
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Oct 14, 2022, registered Feb 22, 2022 (-234 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to Td Ameritrade, Inc.
left Feb 28, 2022, registered Feb 22, 2022 (-6 days) · Other
Wells Fargo Advisors to Citigroup Global Markets Inc.
left Jul 9, 2019, registered Jul 10, 2019 (1 days) · Wirehouse to affiliated broker-dealer or bank
Morgan Stanley to Wells Fargo Advisors
left Apr 12, 2013, registered Apr 19, 2013 (7 days) · Wirehouse to wirehouse

Signals

Kevin Hien Tran left Lpl Financial Llc for Allstate Financial Advisors, Llc (registered 2026-08-31)
Aug 13, 2026 · Advisor changed firm · fact
Kevin Hien Tran left Wells Fargo Advisors for Lpl Financial Llc (registered 2026-07-21)
Nov 21, 2025 · Advisor changed firm · fact
Kevin Hien Tran left Charles Schwab & Co., Inc. for Wells Fargo Advisors (registered 2022-12-12)
Dec 20, 2022 · Advisor changed firm · fact
Kevin Hien Tran left Citigroup Global Markets Inc. for Td Ameritrade, Inc. (registered 2022-02-22)
Feb 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address