RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••••• P•••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Jul 5, 2022 · San Rafael, Ca
- O••••••••• institutionalFeb 11, 2019 to Jul 1, 2022 · Salt Lake City, Ut
- I••••••••• F•••••••• P••••••• BD affiliatedFeb 18, 2014 to Dec 12, 2014 · Sandy, Ut
- S••••••• I••••••••• A•••••••• I••• otherMay 1, 2007 to Jun 21, 2012 · Midvale, Ut
- O••••••••• to G••••• R••••••••• P••••••• L••left Jul 1, 2022, registered Jul 5, 2022 (4 days) · Other · moved with a team
- I••••••••• F•••••••• P••••••• to O•••••••••left Dec 12, 2014, registered Feb 11, 2019 (1522 days) · Other
- S••••••• I••••••••• A•••••••• I••• to I••••••••• F•••••••• P•••••••left Jun 21, 2012, registered Feb 18, 2014 (607 days) · Other
- J••••• D••••• P••••• left Onedigital for G••••• R••••••••• P••••••• L•• (registered 2022-07-05)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address