RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Y••••• R••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 26, 2023 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerSep 8, 2015 to May 19, 2023 · Los Angeles, Ca
- C••••• S••••• S••••••••• •••• L•• formerMay 17, 2010 to Sep 28, 2015 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseFeb 24, 2009 to May 20, 2010 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left May 19, 2023, registered Apr 26, 2023 (-23 days) · channel change inside one enterprise, not a move · moved with a team
- C••••• S••••• S••••••••• •••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Sep 28, 2015, registered Sep 8, 2015 (-20 days) · Other
- U•• F•••••••• S••••••• I••• to C••••• S••••• S••••••••• •••• L••left May 20, 2010, registered May 17, 2010 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address