DFX Intelligence
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Channel change (one enterprise)
6 advisors moved from J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
Not a lift-out: both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Catherine Chase Kramer | Los Angeles, Ca | May 19, 2023 | Apr 26, 2023 |
| Daniel Chang | Los Angeles, Ca | May 19, 2023 | Apr 26, 2023 |
| Gina Tuazon Galang | Los Angeles, Ca | May 19, 2023 | Apr 26, 2023 |
| Michael Zamolo | San Diego, Ca | May 19, 2023 | Apr 26, 2023 |
| Wendi Lohmar | Los Angeles, Ca | May 19, 2023 | Apr 26, 2023 |
| Yanira Rojas | San Francisco, Ca | May 19, 2023 | Apr 26, 2023 |
The rule
- Registrations ended
- May 19, 2023
- Registered next
- Apr 26, 2023
- Branch state
- CA
- Cities
- 3, most in Los Angeles, Ca
- Registered there that day
- 593 (people still on IAPD; an estimate)
- Share of that headcount
- 1.0%
- One enterprise because
- both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape