DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• M••• G••••

N•••••• A•••••••BD affiliatedMilldale, Ct IA-onlyIAPD 4286863

Certified Financial Planner

Feed of 09/14/2026

Also filed as Matt G••••

At current firm

2 y

since Jan 2, 2024

In the industry

25 y

since Dec 8, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Jan 2, 2024 · Milldale, Ct
C••• L•• BD affiliated
Jan 19, 2016 to Dec 31, 2023 · Cheshire, Ct
O•••• I••••••••• I••• BD affiliated
Nov 20, 2013 to Dec 31, 2015 · Meriden, Ct
H•••••• C•••••• A•••••••• L•• unclassified
Jan 25, 2012 to Nov 20, 2013 · Cheshire, Ct
S•••••••• F••••••••• I••• former
Jan 26, 2006 to Jan 26, 2012 · Cheshire, Ct
U••• F•••••••• A••••••• former
Mar 7, 2001 to Jan 26, 2006 · Southbury, Ct

Moves

a registration end followed by a registration begin elsewhere

C••• L•• to N•••••• A•••••••
left Dec 31, 2023, registered Jan 2, 2024 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
O•••• I••••••••• I••• to C••• L••
left Dec 31, 2015, registered Jan 19, 2016 (19 days) · Other
H•••••• C•••••• A•••••••• L•• to O•••• I••••••••• I•••
left Nov 20, 2013, registered Nov 20, 2013 (0 days) · Other
S•••••••• F••••••••• I••• to H•••••• C•••••• A•••••••• L••
left Jan 26, 2012, registered Jan 25, 2012 (-1 days) · Other
U••• F•••••••• A••••••• to S•••••••• F••••••••• I•••
left Jan 26, 2006, registered Jan 26, 2006 (0 days) · Other

Signals

M•••••• M••• G•••• left C••• L•• for N•••••• A••••••• (registered 2024-01-02)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address