RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• C•••••••• G••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Feb 24, 2022 · Wexford, Pa
- A••••• F•••••••• A•••••••• L•• independent RIAMar 31, 2015 to Nov 5, 2020 · Pittsburgh, Pa
- M••••••••• R••••••••• BD affiliatedJul 25, 2012 to Dec 31, 2014 · Washington, Dc
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 12, 2011 to Jul 18, 2012 · Pittsburgh, Pa
- T• A••••••••• I••• formerJul 12, 2011 to Jul 18, 2012 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 12, 2008 to Jun 28, 2011 · Pittsburgh, Pa
- A••••• F•••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••left Nov 5, 2020, registered Feb 24, 2022 (476 days) · Other
- M••••••••• R••••••••• to A••••• F•••••••• A•••••••• L••left Dec 31, 2014, registered Mar 31, 2015 (90 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 18, 2012, registered Jul 12, 2011 (-372 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 18, 2012, registered Jul 12, 2011 (-372 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 28, 2011, registered Jul 12, 2011 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address