RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E••••• N•••••
- W•••• F•••• A••••••• wirehouse currentsince May 14, 2026 · Vero Beach, Fl
- A•••• • A••••••• G••••• P••••••• independent RIAMar 18, 2013 to Sep 5, 2025 · Westport, Ct
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 28, 2012 to Feb 19, 2013 · Danbury, Ct
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 7, 2012 · Purchase, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 1, 2009 to Jun 1, 2009 · Purchase, Ny
- W•••• F•••• A••••••• wirehouseSep 26, 2008 to Apr 2, 2009 · Mt Kisco, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 30, 2008 · Greenwich, Ct
- M••••• S•••••• D• I••• unclassifiedSep 22, 2006 to Apr 2, 2007 · Darien, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 8, 2004 to Sep 26, 2006 · Stamford, Ct
- A•••• • A••••••• G••••• P••••••• to W•••• F•••• A•••••••left Sep 5, 2025, registered May 14, 2026 (251 days) · RIA to wirehouse
- M•• I•••••••• S•••••••• L•• to A•••• • A••••••• G••••• P•••••••left Feb 19, 2013, registered Mar 18, 2013 (27 days) · Other
- M••••• S•••••• to M•• I•••••••• S•••••••• L••left Jun 7, 2012, registered Sep 28, 2012 (113 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Apr 2, 2009, registered Apr 1, 2009 (-1 days) · Other
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Jun 30, 2008, registered Sep 26, 2008 (88 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Sep 26, 2006, registered Sep 22, 2006 (-4 days) · Other
- J••• E••••• N••••• left A•••• • A••••••• G••••• P••••••• for W•••• F•••• A••••••• (registered 2026-05-14)Sep 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address