RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• L•• E••••
- R•• C•••••• M••••••• L•• national BD currentsince May 29, 2026 · Boise, Id
- W•••• F•••• A••••••• wirehouseNov 3, 2014 to Jun 4, 2026 · Boise, Id
- W•••••• S••••••••• I••• BD affiliatedJul 17, 2009 to Nov 18, 2014 · Boise, Id
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 11, 2009 · Boise, Id
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 11, 2005 to Jun 1, 2009 · Boise, Id
- M••• S•••• • C••• L••• unclassifiedMar 4, 2005 to Jul 12, 2005 · San Diego, Ca
- U•• F•••••••• S••••••• I••• wirehouseFeb 25, 2005 to Mar 14, 2005 · Carlsbad, Ca
- M••• S•••• • C••• L••• unclassifiedJun 23, 2004 to Feb 28, 2005 · San Diego, Ca
- W•••• F•••• A••••••• to R•• C•••••• M••••••• L••left Jun 4, 2026, registered May 29, 2026 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• S••••••••• I••• to W•••• F•••• A•••••••left Nov 18, 2014, registered Nov 3, 2014 (-15 days) · Other
- M••••• S•••••• to W•••••• S••••••••• I•••left Aug 11, 2009, registered Jul 17, 2009 (-25 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••• S•••• • C••• L••• to C•••••••• G••••• M•••••• I•••left Jul 12, 2005, registered Jul 11, 2005 (-1 days) · Other
- U•• F•••••••• S••••••• I••• to M••• S•••• • C••• L•••left Mar 14, 2005, registered Mar 4, 2005 (-10 days) · Other
- M••• S•••• • C••• L••• to U•• F•••••••• S••••••• I•••left Feb 28, 2005, registered Feb 25, 2005 (-3 days) · Other
- B•••• L•• E•••• left W•••• F•••• A••••••• for R•• C•••••• M••••••• L•• (registered 2026-05-29)Jun 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address