DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Richard Wright

Oppenheimer & Co. Inc.BD affiliatedSeattle, Wadual registrantIAPD 4304968

Feed of 09/14/2026

At current firm

1 y

since Aug 1, 2025

In the industry

25 y

since Feb 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oppenheimer & Co. Inc. BD affiliated current
since Aug 1, 2025 · Seattle, Wa
D.A. Davidson & Co. independent RIA
Aug 31, 2022 to Jul 29, 2025 · Seattle, Wa
Wells Fargo Advisors wirehouse
Jul 1, 2016 to Sep 7, 2022 · Seattle, Wa
Raymond James & Associates, Inc. national BD
Mar 15, 2013 to Jul 25, 2016 · Chehalis, Wa
Morgan Stanley wirehouse
Jun 1, 2009 to Apr 4, 2013 · Tacoma, Wa
Citigroup Global Markets Inc. BD affiliated
Jan 31, 2005 to Jun 1, 2009 · Tacoma, Wa

Moves

a registration end followed by a registration begin elsewhere

D.A. Davidson & Co. to Oppenheimer & Co. Inc.
left Jul 29, 2025, registered Aug 1, 2025 (3 days) · RIA to affiliated broker-dealer or bank
Wells Fargo Advisors to D.A. Davidson & Co.
left Sep 7, 2022, registered Aug 31, 2022 (-7 days) · Wirehouse to independent RIA
Raymond James & Associates, Inc. to Wells Fargo Advisors
left Jul 25, 2016, registered Jul 1, 2016 (-24 days) · Affiliated broker-dealer or bank to wirehouse
Morgan Stanley to Raymond James & Associates, Inc.
left Apr 4, 2013, registered Mar 15, 2013 (-20 days) · Wirehouse to affiliated broker-dealer or bank
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

David Richard Wright left D.A. Davidson & Co. for Oppenheimer & Co. Inc. (registered 2025-08-01)
Jul 29, 2025 · Advisor changed firm · fact
David Richard Wright left Wells Fargo Advisors for D.A. Davidson & Co. (registered 2022-08-31)
Sep 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address