B•••• B••••••

• W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
  since Feb 2, 2023 · Naples, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jul 16, 2018 to Feb 2, 2023 · Rochester, Ny
• P•••••• A•••••• G••••• L•• BD affiliated
  Sep 30, 2014 to Jul 16, 2018 · Morristown, Nj
• L•• F•••••••• L•• BD affiliated
  Jan 28, 2013 to Oct 1, 2014 · Rochester, Ny

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••• E••••••••• A••••••• S•••••••• L••
  left Feb 2, 2023, registered Feb 2, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• P•••••• A•••••• G••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jul 16, 2018, registered Jul 16, 2018 (0 days) · RIA to affiliated broker-dealer or bank
• L•• F•••••••• L•• to P•••••• A•••••• G••••• L••
  left Oct 1, 2014, registered Sep 30, 2014 (-1 days) · Other

• ••• Locked
  Feb 2, 2023 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address