DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas D Ravden
Feed of 09/14/2026
Also filed as Nick Ravden
At current firm
0 y
since Nov 12, 2025
In the industry
15 y
since Mar 14, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mai Capital Management, LLC independent RIA currentsince Nov 12, 2025 · Los Angeles, Ca
- Evoke Advisors independent RIAOct 16, 2024 to Sep 4, 2026 · Los Angeles, Ca
- Svb Wealth independent RIANov 10, 2014 to May 14, 2018 · Beverly Hills, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 7, 2012 to May 5, 2014 · Solana Beach, Ca
- Morgan Stanley wirehouseMar 14, 2011 to Dec 12, 2011 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Evoke Advisors to Mai Capital Management, LLCleft Sep 4, 2026, registered Nov 12, 2025 (-296 days) · corporate re-registration, not a move
- Svb Wealth to Evoke Advisorsleft May 14, 2018, registered Oct 16, 2024 (2347 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Svb Wealthleft May 5, 2014, registered Nov 10, 2014 (189 days) · Other
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 12, 2011, registered Feb 7, 2012 (57 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address