M••••• A•••••••

J••• M••••• S••••••••• L••wirehouseGarden City, Nydual registrantIAPD 4308951

Feed of 09/14/2026

Also filed as M••••• A•••••••

At current firm

2 y

since Dec 21, 2023

In the industry

15 y

since Mar 7, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Dec 21, 2023 · Garden City, Ny
C•••••• S••••• • C••• I••• national BD
Apr 8, 2019 to Dec 19, 2023 · Manhasset, Ny
S•••••• N••••••• • C••••••• I••••••••• national BD
Oct 25, 2016 to Mar 12, 2019 · Garden City, Ny
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 22, 2015 to Oct 20, 2016 · Forest Hills, Ny
T• A••••••••• I••• former
Sep 18, 2015 to Oct 20, 2016 · Forest Hills, Ny
L•••••• I••••••••• independent RIA
Sep 9, 2014 to Aug 31, 2015 · Bohemia, Ny
S•••••••• A••••••• L•• national BD
Aug 1, 2013 to Sep 5, 2014 · Garden City, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Dec 19, 2023, registered Dec 21, 2023 (2 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
S•••••• N••••••• • C••••••• I••••••••• to C•••••• S••••• • C••• I•••
left Mar 12, 2019, registered Apr 8, 2019 (27 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••
left Oct 20, 2016, registered Oct 25, 2016 (5 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 20, 2016, registered Sep 22, 2015 (-394 days) · channel change inside one enterprise, not a move · moved with a team
L•••••• I••••••••• to T• A••••••••• I•••
left Aug 31, 2015, registered Sep 18, 2015 (18 days) · Other
S•••••••• A••••••• L•• to L•••••• I•••••••••
left Sep 5, 2014, registered Sep 9, 2014 (4 days) · Other

Signals

M••••• A••••••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2023-12-21)
Dec 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address