DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P•••• D•••••

A••••••• S••••••• N••••••independent RIAAlexandria, Va IA-onlyIAPD 4311541

Certified Financial Planner

Feed of 09/15/2026

At current firm

2 y

since Apr 16, 2024

In the industry

25 y

since Apr 12, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• S••••••• N•••••• independent RIA current
since Apr 16, 2024 · Atlanta, Ga
A••••• C•••••• M••••••••• L•• asset manager
Nov 30, 2017 to Apr 15, 2024 · Vienna, Va
1•• P•••••••• W••••• A••••••• former
Sep 11, 2015 to Nov 2, 2017 · Fairfax, Va
1•• P•••••••• W••••• A••••••• former
Jul 3, 2012 to Aug 25, 2015 · Fairfax, Va
B••••••• C•••••• A•••••••• L•• former
Apr 6, 2011 to Jun 21, 2012 · Vienna, Va
C•••••• S••••• • C••• I••• national BD
Feb 6, 2003 to Mar 11, 2011 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

A••••• C•••••• M••••••••• L•• to A••••••• S••••••• N••••••
left Apr 15, 2024, registered Apr 16, 2024 (1 days) · RIA to RIA · moved with a team
1•• P•••••••• W••••• A••••••• to A••••• C•••••• M••••••••• L••
left Nov 2, 2017, registered Nov 30, 2017 (28 days) · Other
1•• P•••••••• W••••• A••••••• to 1•• P•••••••• W••••• A•••••••
left Aug 25, 2015, registered Sep 11, 2015 (17 days) · channel change inside one enterprise, not a move · moved with a team
B••••••• C•••••• A•••••••• L•• to 1•• P•••••••• W••••• A•••••••
left Jun 21, 2012, registered Jul 3, 2012 (12 days) · Other
C•••••• S••••• • C••• I••• to B••••••• C•••••• A•••••••• L••
left Mar 11, 2011, registered Apr 6, 2011 (26 days) · Other

Signals

M•••••• P•••• D••••• left A••••• C•••••• M••••••••• L•• for A••••••• S••••••• N•••••• (registered 2024-04-16)
Apr 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address