DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Regan Veronica Schumacher

Hbks Wealth Advisorsindependent RIAConshohocken, PaIA-onlyIAPD 4311737

Feed of 09/14/2026

Also filed as Regan V Camiscioni

At current firm

2 y

since Sep 6, 2024

In the industry

25 y

since Feb 22, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hbks Wealth Advisors independent RIA current
since Sep 6, 2024 · Conshohocken, Pa
Janney Montgomery Scott LLC BD affiliated
Mar 20, 2023 to Sep 4, 2024 · Yardley, Pa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 14, 2021 to Mar 14, 2023 · Wayne, Pa
Wells Fargo Advisors wirehouse
Jan 7, 2016 to Sep 22, 2021 · Radnor, Pa
Credit Suisse Securities (USA) LLC former
Apr 8, 2015 to Feb 2, 2016 · West Conshohocken, Pa
Morgan Stanley wirehouse
Jun 1, 2009 to Dec 2, 2014 · Wayne, Pa
Morgan Stanley & Co. LLC unclassified
Dec 3, 2008 to Jun 1, 2009 · Wayne, Pa

Moves

a registration end followed by a registration begin elsewhere

Janney Montgomery Scott LLC to Hbks Wealth Advisors
left Sep 4, 2024, registered Sep 6, 2024 (2 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Janney Montgomery Scott LLC
left Mar 14, 2023, registered Mar 20, 2023 (6 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Sep 22, 2021, registered Oct 14, 2021 (22 days) · Wirehouse to wirehouse
Credit Suisse Securities (USA) LLC to Wells Fargo Advisors
left Feb 2, 2016, registered Jan 7, 2016 (-26 days) · Other · moved with a team
Morgan Stanley to Credit Suisse Securities (USA) LLC
left Dec 2, 2014, registered Apr 8, 2015 (127 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Regan Veronica Schumacher left Janney Montgomery Scott Llc for Hbks Wealth Advisors (registered 2024-09-06)
Sep 4, 2024 · Advisor changed firm · fact
Regan Veronica Schumacher left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Janney Montgomery Scott Llc (registered 2023-03-20)
Mar 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address