DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marc Lawrence Delphine
Feed of 09/15/2026
At current firm
3 y
since Aug 10, 2023
In the industry
25 y
since Jan 29, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Aug 10, 2023 · Greenwood Village, Co
- Pruco Securities, LLC no RAUMMay 25, 2017 to Aug 11, 2021 · Mercer Island, Wa
- Edward Jones national BDJun 10, 2016 to Oct 20, 2016 · Seattle, Wa
- Equality Funds, Inc. unclassifiedNov 21, 2013 to Dec 31, 2015 · Seattle, Wa
- Integrity Financial Corporation independent RIAJan 24, 2013 to Aug 23, 2013 · Jackson, Wy
- Transamerica Financial Advisors, LLC BD affiliatedJun 3, 2011 to Sep 12, 2012 · Tigard, Or
- Foresters Equity Services, Inc. formerJun 24, 2009 to May 23, 2011 · Aloha, Or
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to Empower Advisory Group, LLCleft Aug 11, 2021, registered Aug 10, 2023 (729 days) · Affiliated broker-dealer or bank to another
- Edward Jones to Pruco Securities, LLCleft Oct 20, 2016, registered May 25, 2017 (217 days) · Other
- Equality Funds, Inc. to Edward Jonesleft Dec 31, 2015, registered Jun 10, 2016 (162 days) · Other
- Integrity Financial Corporation to Equality Funds, Inc.left Aug 23, 2013, registered Nov 21, 2013 (90 days) · Other
- Transamerica Financial Advisors, LLC to Integrity Financial Corporationleft Sep 12, 2012, registered Jan 24, 2013 (134 days) · Other
- Foresters Equity Services, Inc. to Transamerica Financial Advisors, LLCleft May 23, 2011, registered Jun 3, 2011 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address