DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P•••••••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMPhiladelphia, Pa dual registrantIAPD 4328275

Feed of 09/15/2026

Also filed as Michael James Johnson

At current firm

1 y

since Apr 28, 2025

In the industry

25 y

since Jan 19, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since Apr 28, 2025 · New Smyrna Beach, Fl
S••••• W••••• A•••••••• I••• no RAUM
Jul 12, 2012 to Feb 25, 2021 · Orlando, Fl
C•••••• S••••• • C••• I••• national BD
Apr 5, 2011 to Jul 12, 2012 · Orlando, Fl
E••••• J•••• national BD
Jan 8, 2007 to Jun 28, 2010 · Altamonte Springs, Fl
H•••••• T••••••• • K•••• L•• independent RIA
May 13, 2003 to Feb 1, 2005 · Orlando, Fl
E•• F•••••••• A••••••• independent RIA
Jan 19, 2001 to Feb 12, 2003 · Longwood, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• A•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Feb 25, 2021, registered Apr 28, 2025 (1523 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Jul 12, 2012, registered Jul 12, 2012 (0 days) · channel change inside one enterprise, not a move
E••••• J•••• to C•••••• S••••• • C••• I•••
left Jun 28, 2010, registered Apr 5, 2011 (281 days) · Affiliated broker-dealer or bank to another
H•••••• T••••••• • K•••• L•• to E••••• J••••
left Feb 1, 2005, registered Jan 8, 2007 (706 days) · Other
E•• F•••••••• A••••••• to H•••••• T••••••• • K•••• L••
left Feb 12, 2003, registered May 13, 2003 (90 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address