DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marc Edward Fauler
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Sep 30, 2024
In the industry
25 y
since Dec 1, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Q3 Advisors, LLC no RAUM currentsince Sep 30, 2024 · Delray Beach, Fl
- Global Wealth Management Investment Advisory, Inc. independent RIAAug 19, 2022 to Aug 6, 2024 · Fort Lauderdale, Fl
- Camarda Wealth Advisory Group independent RIAMay 21, 2021 to May 25, 2022 · Fleming Island, Fl
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Mar 30, 2020 · Boston, Ma
- Strategic Advisers LLC national BDMar 7, 2006 to Jul 13, 2018 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Global Wealth Management Investment Advisory, Inc. to Q3 Advisors, LLCleft Aug 6, 2024, registered Sep 30, 2024 (55 days) · Other
- Camarda Wealth Advisory Group to Global Wealth Management Investment Advisory, Inc.left May 25, 2022, registered Aug 19, 2022 (86 days) · RIA to RIA
- Fidelity Personal And Workplace Advisors to Camarda Wealth Advisory Groupleft Mar 30, 2020, registered May 21, 2021 (417 days) · Affiliated broker-dealer or bank to independent RIA
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- Marc Edward Fauler left Global Wealth Management Investment Advisory, Inc. for Q3 Advisors, Llc (registered 2024-09-30)Aug 6, 2024 · Advisor changed firm · fact
- Marc Edward Fauler left Camarda Wealth Advisory Group for Global Wealth Management Investment Advisory, Inc. (registered 2022-08-19)May 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address