DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• B•••• W•••••

R•••••• J•••• • A••••••••• I•••national BDSt. Petersburg, Fl dual registrantIAPD 4333214

Feed of 09/15/2026

Also filed as Melinda Warren Dunn

At current firm

3 y

since Sep 15, 2023

In the industry

25 y

since Jun 8, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Sep 15, 2023 · Richard, Va
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 18, 2022 to Sep 11, 2023 · Richmond, Va
M••••• S•••••• wirehouse
Sep 29, 2022 to Nov 17, 2022 · Richmond, Va
R•••••• J•••• • A••••••••• I••• national BD
Aug 11, 2015 to Sep 20, 2022 · Virginia Beach, Va
W•••• F•••• A••••••• wirehouse
Nov 18, 2009 to Aug 12, 2015 · St. Louis, Mo
E•••••• F•••••••• A••••••• L•• unclassified
Mar 7, 2008 to Jan 21, 2009 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••
left Sep 11, 2023, registered Sep 15, 2023 (4 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 17, 2022, registered Nov 18, 2022 (1 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to M••••• S••••••
left Sep 20, 2022, registered Sep 29, 2022 (9 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Aug 12, 2015, registered Aug 11, 2015 (-1 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• F•••••••• A••••••• L•• to W•••• F•••• A•••••••
left Jan 21, 2009, registered Nov 18, 2009 (301 days) · Other

Signals

M•••••• B•••• W••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2023-09-15)
Sep 11, 2023 · Advisor changed firm · fact
M•••••• B•••• W••••• left M••••• S•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-11-18)
Nov 17, 2022 · Advisor changed firm · fact
M•••••• B•••• W••••• left R•••••• J•••• • A••••••••• I••• for M••••• S•••••• (registered 2022-09-29)
Sep 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address