RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••••• H•••••
- H••••• W••••• M••••••••• L•• state registered currentsince Jan 1, 2026 · Gilbert, Az
- H••••• W••••• unclassifiedApr 21, 2021 to Dec 31, 2022 · Gilbert, Az
- T••••• W•••••• L••••• independent RIAJan 28, 2019 to Feb 24, 2021 · Scottsdale, Az
- A• W••••• M••••••••• L•• BD affiliatedMar 2, 2018 to Jan 22, 2019 · Gilbert, Az
- R•••• C•••••• unclassifiedDec 9, 2015 to Mar 26, 2018 · Mesa, Az
- P•••••••• I••••••••• M••••••••• unclassifiedFeb 4, 2014 to Jul 13, 2015 · Mesa, Az
- A•••••••• C•••••• M••••••••• independent RIAAug 28, 2012 to Jan 30, 2014 · Mesa, Az
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 21, 2010 to Aug 26, 2011 · Mesa, Az
- H••••• W••••• A••••••• unclassifiedJun 24, 2008 to Aug 17, 2012 · Mesa, Az
- H••••• W••••• to H••••• W••••• M••••••••• L••left Dec 31, 2022, registered Jan 1, 2026 (1097 days) · Other
- T••••• W•••••• L••••• to H••••• W•••••left Feb 24, 2021, registered Apr 21, 2021 (56 days) · Other
- A• W••••• M••••••••• L•• to T••••• W•••••• L•••••left Jan 22, 2019, registered Jan 28, 2019 (6 days) · RIA to RIA
- R•••• C•••••• to A• W••••• M••••••••• L••left Mar 26, 2018, registered Mar 2, 2018 (-24 days) · Other
- P•••••••• I••••••••• M••••••••• to R•••• C••••••left Jul 13, 2015, registered Dec 9, 2015 (149 days) · Other
- A•••••••• C•••••• M••••••••• to P•••••••• I••••••••• M•••••••••left Jan 30, 2014, registered Feb 4, 2014 (5 days) · Other
- H••••• W••••• A••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Aug 17, 2012, registered Jun 21, 2010 (-788 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to A•••••••• C•••••• M•••••••••left Aug 26, 2011, registered Aug 28, 2012 (368 days) · Other
- J•••• S•••••• H••••• left H••••• W••••• for H••••• W••••• M••••••••• L•• (registered 2026-01-01)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address