DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sarah Louise Gray
Feed of 09/14/2026
Also filed as Sarah Louise Gray
At current firm
3 y
since Jan 5, 2023
In the industry
25 y
since Mar 16, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A.G.P / Alliance Global Partners independent RIA currentsince Jan 5, 2023 · Clemson, Sc
- Center Street Advisors, Inc. formerJan 18, 2017 to Jan 5, 2023 · Seneca, Sc
- Summit Financial Group Inc formerJan 12, 2015 to Dec 27, 2016 · Seneca, Sc
- Voya Financial Advisors, Inc. BD affiliatedSep 9, 2013 to Oct 17, 2014 · Greenville, Sc
- Capital Investment Advisory Services, LLC BD affiliatedNov 3, 2011 to Jun 28, 2013 · Raleigh, Nc
- Bb&T Investment Services, Inc. formerMay 17, 2005 to Nov 1, 2011 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Center Street Advisors, Inc. to A.G.P / Alliance Global Partnersleft Jan 5, 2023, registered Jan 5, 2023 (0 days) · RIA to RIA
- Summit Financial Group Inc to Center Street Advisors, Inc.left Dec 27, 2016, registered Jan 18, 2017 (22 days) · Other
- Voya Financial Advisors, Inc. to Summit Financial Group Incleft Oct 17, 2014, registered Jan 12, 2015 (87 days) · Other
- Capital Investment Advisory Services, LLC to Voya Financial Advisors, Inc.left Jun 28, 2013, registered Sep 9, 2013 (73 days) · Other
- Bb&T Investment Services, Inc. to Capital Investment Advisory Services, LLCleft Nov 1, 2011, registered Nov 3, 2011 (2 days) · Other
Signals
- Sarah Louise Gray left Center Street Advisors, Inc. for A.G.P / Alliance Global Partners (registered 2023-01-05)Jan 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address