DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• A••• L••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 4352324

Feed of 09/14/2026

Also filed as A••• L••••

At current firm

1 y

since Sep 11, 2025

In the industry

25 y

since Aug 27, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Sep 11, 2025 · Plano, Tx
C•••••• S••••• • C••• I••• national BD
Sep 19, 2022 to Jul 26, 2025 · Westlake, Tx
O••••••••• S••••••••• I••• BD affiliated
Jul 16, 2019 to Mar 30, 2020 · Dallas, Tx
U••• F•••••••• P••••••• S••••••• former
Oct 20, 2005 to Mar 22, 2006 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to V••••••• A•••••••• I•••
left Jul 26, 2025, registered Sep 11, 2025 (47 days) · Affiliated broker-dealer or bank to another · moved with a team
O••••••••• S••••••••• I••• to C•••••• S••••• • C••• I•••
left Mar 30, 2020, registered Sep 19, 2022 (903 days) · Affiliated broker-dealer or bank to another
U••• F•••••••• P••••••• S••••••• to O••••••••• S••••••••• I•••
left Mar 22, 2006, registered Jul 16, 2019 (4864 days) · Other

Signals

R••••• A••• L•••• left C•••••• S••••• • C••• I••• for V••••••• A•••••••• I••• (registered 2025-09-11)
Jul 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address