RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• R••••••••
- A••••••• B••••• A•••••••• I••• other currentsince Nov 14, 2022 · Marlton, Nj
- G••••••••• I••••••••• asset managerMay 28, 2019 to Oct 24, 2022 · Marlton, Nj
- P•• C•••••• A••••••• L•• otherNov 24, 2014 to May 24, 2019 · Philadelphia, Pa
- L•••••• F•••••••• D••••••••• I••• unclassifiedNov 9, 2006 to Feb 25, 2011 · Radnor, Pa
- W•••• F•••• A••••••• wirehouseJul 18, 2003 to Oct 23, 2006 · Marlton, Nj
- M••••• S•••••• D• I••• unclassifiedJun 7, 2002 to Jul 21, 2003 · Voorhees, Nj
- G••••••••• I••••••••• to A••••••• B••••• A•••••••• I•••left Oct 24, 2022, registered Nov 14, 2022 (21 days) · Other
- P•• C•••••• A••••••• L•• to G••••••••• I•••••••••left May 24, 2019, registered May 28, 2019 (4 days) · Other
- L•••••• F•••••••• D••••••••• I••• to P•• C•••••• A••••••• L••left Feb 25, 2011, registered Nov 24, 2014 (1368 days) · Other
- W•••• F•••• A••••••• to L•••••• F•••••••• D••••••••• I•••left Oct 23, 2006, registered Nov 9, 2006 (17 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Jul 21, 2003, registered Jul 18, 2003 (-3 days) · Other
- P•••• R•••••••• left G••••••••• I••••••••• for A••••••• B••••• A•••••••• I••• (registered 2022-11-14)Oct 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address