DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lisa Marie Drake
Feed of 09/15/2026
Also filed as Lisa Marie Garcia
At current firm
7 y
since Jul 29, 2019
In the industry
24 y
since Oct 2, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Apr 15, 2026 · Overland Park, Ks
- Creative Planning Institutional Advisors, LLC institutional currentsince Jul 29, 2019 · West Palm Beach, Fl
- Wealthspire Retirement Advisory institutionalNov 9, 2018 to May 20, 2019 · Maitland, Fl
- LPL Financial LLC BD affiliatedJul 25, 2011 to Oct 26, 2018 · Maitland, Fl
- Sagepoint Financial, Inc. formerMar 14, 2011 to May 18, 2011 · Maitland, Fl
- Cbiz Retirement Plan Advisory Services institutionalJul 25, 2006 to Jun 4, 2009 · Maitland, Fl
- Ameriprise Financial Services, LLC national BDDec 9, 2004 to Apr 27, 2006 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- Wealthspire Retirement Advisory to Creative Planning Institutional Advisors, LLCleft May 20, 2019, registered Jul 29, 2019 (70 days) · Other
- LPL Financial LLC to Wealthspire Retirement Advisoryleft Oct 26, 2018, registered Nov 9, 2018 (14 days) · Other
- Sagepoint Financial, Inc. to LPL Financial LLCleft May 18, 2011, registered Jul 25, 2011 (68 days) · Other
- Cbiz Retirement Plan Advisory Services to Sagepoint Financial, Inc.left Jun 4, 2009, registered Mar 14, 2011 (648 days) · Other
- Ameriprise Financial Services, LLC to Cbiz Retirement Plan Advisory Servicesleft Apr 27, 2006, registered Jul 25, 2006 (89 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address