RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• C•••••••• T••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 1, 2025 · Clarkston, Mi
- O• I••••••••• M••••••••• C• BD affiliatedSep 30, 2015 to Sep 24, 2021 · Auburn Hills, Mi
- O••••••••• S••••••••• I••• BD affiliatedSep 13, 2011 to Oct 7, 2015 · Ferndale, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2011 to Jul 14, 2011 · Southfield, Mi
- O• I••••••••• M••••••••• C• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 24, 2021, registered Jan 1, 2025 (1195 days) · Affiliated broker-dealer or bank to another
- O••••••••• S••••••••• I••• to O• I••••••••• M••••••••• C•left Oct 7, 2015, registered Sep 30, 2015 (-7 days) · Other
- H•••• F•••••••• S•••••••• I••• to O••••••••• S••••••••• I•••left Jul 14, 2011, registered Sep 13, 2011 (61 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address